With great fanfare and a big press release, the SEC sued Nikolai Battoo, Tracy Sunderlage and BC Capital in September of 2012. A great number of stock fraud lawyers blasted the Internet hoping to drum up clients. If the SEC is correct, Nikolai Battoo and company have ripped off investors to the tune of $1.5 […]
Stock Fraud Post – "Outside Business Activities"
Stock fraud is a hot topic these days. With interest rates at all time lows, investors are demanding higher returns. Financial professionals such as stockbrokers and investment advisers have limited options. Although there are some high yield alternative investments available, most are too risky for the average investor. Good brokers are honest with their clients […]
Securities America Fined For Improper Supervision – Stockbroker Fraud Post
Securities America is a large broker dealer headquartered in La Vista Nebraska. Licensed in all 50 states and in business for over 3 decades, the firm is well established in the industry. Lately, however, it has attracted some negative attention for its business practices. Some say the company has allowed or ignored fraud by some […]