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Posts Tagged Fraud Recovery

Health Care Fraudster Busted

by Brian Mahany
Health care fraud costs the government and taxpayers billions of dollars. It is anything but a victimless crime. Fraud means higher insurance premiums causing some people to go without medical care. Because the federal government funds much of health care, taxes also go up when Medicare money is used to pay false claims. [...]

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The Bully Behind the Curtain

by Joe Bird
Like many of you, at Mahany & Ertl we routinely encounter bullies and trash talkers. So often in the world of fraud, those who protest and threaten the loudest are the biggest frauds and bullies. As in the Wizard of Oz, they just need a determined canine of modest proportions [...]

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Zealous Legal Advocacy or Criminal Conspiracy?

by Brian Mahany
A recent Reuters article sheds light on how Sir Allen Stanford was able to avoid detection and arrest for well over a decade. When finally arrested in 2009, Stanford was believed to have presided over one of the largest Ponzi schemes ever - $7 billion in misappropriated funds. Unlike the Madoff case where much [...]

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Morgan Keegan Gets Zapped in 401(k) Plan Case

by Brian Mahany
Morgan Keegan has been around since 1969. With 300 offices and 3000 employees, it certainly is one of the more established regional brokerage firms.  Unfortunately, even well established firms sometimes employ “bad apples.” Morgan Keegan is no exception. Earlier this month, an arbitration panel of the Financial Industry Regulatory Authority (FINRA) ruled against [...]

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Merrill Lynch Gets “Unsportsmanlike Conduct” Award

by Brian Mahany
Walter Schlaepper (a/k/a Phil Scott) has been a broker with Merrill Lynch since he received his general securities license back in 1984. Apparently he has built quite a book of business. Along the way, however, he picked up some complaints. One of those complaints was from former Boston Red Sox world series winner [...]

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America’s Unsung Heroes

by Brian Mahany
This post is being written from the Pittsburgh International Airport. While waiting for my flight I purchased a copy of the Pittsburgh Post-Gazette to read about the death of Joe Paterno. In addition to the many stories on the life and death of “Joe Pa” was this headline, “Doctors at Erie Practice Accused [...]

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FINRA Notifies Brokers of “Heightened Supervision of Complex Products”

by Brian Mahany
The Financial Industry Regulatory Authority issued a formal notice to stockbrokers earlier this week. The notice (12-03) advises of “heightened supervision” of complex financial products and echoes what we have said for years; don’t buy something if your broker can’t explain or you don’t understand it!
FINRA defines a complex product as a financial [...]

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The Real Victim of Political Stalemate? The American Consumer

by Wassim Malas, JD, LLM
Despite the “I’m right and you’re wrong” rhetoric commonly heard in the political arena, most decisions by government officials probably lie somewhere between the two, at least when assessed from strictly objective principles. Richard Cordray’s appointment as Director of the Consumer Financial Protection Bureau (CFPB) is no different. [...]

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Priest Candidate Asked To Leave Seminary Over Allied Fraud Case

by Brian Mahany
By now, most of our readers know that our firm is co-counsel with the United States government in the largest federal false claims fraud case brought against the mortgage industry - Allied Home Mortgage and its owner, Jim Hodge.  Every large case involves all kinds of unexpected twists, turns and collateral actions. Our [...]

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Troubles In Paradise

by Brian Mahany
Aloha and greetings from Maui.  We are here for a short family vacation - a few days to unwind, regroup and plan the new year.  As I ate breakfast this morning I was struck by the headline in the local daily newspaper, The Maui News, “Heavy Surf Continues.”  Life is a bit more [...]

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