Posts Tagged FINRA arbitration decisions
Merrill Lynch Loses Appeal of FINRA decision – stockbroker fraud post
Posted by admin in Fraud Recovery on February 6, 2013
by Brian Mahany Chalk up another victory for the good guys. Over a year ago, we were quite excited when an arbitration panel for the Financial Industry Regulatory Authority – FINRA – issued a $64 million decision against Bank of America subsidiary Merrill Lynch Professional Clearing Corp. The euphoria was short lived as ML immediately appealed [...]
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